The document provides comprehensive information about Eastspring Investments and its regulatory status across various jurisdictions. Here’s a summary of the main points:
Regulatory Information:
- Singapore: Issued by Eastspring Investments (Singapore) Limited (UEN: 199407631H).
- Australia: Issued for wholesale clients; exempt from holding an Australian financial services license, regulated by Singapore laws.
- Hong Kong: Issued by Eastspring Investments (Hong Kong) Limited; not reviewed by the Securities and Futures Commission of Hong Kong.
- Indonesia: From PT Eastspring Investments Indonesia, licensed and regulated by the Indonesia Financial Services Authority (OJK).
- Malaysia: Issued by Eastspring Investments Berhad and Eastspring Al-Wara’ Investments Berhad; not reviewed by the Securities Commission of Malaysia.
- Thailand: Issued by Eastspring Asset Management (Thailand) Co., Ltd.
- United States: For institutional clients only; registered as an investment adviser with the U.S. Securities and Exchange Commission.
- European Economic Area and Switzerland: For professional clients and qualified investors, respectively, issued by Eastspring Investments (Luxembourg) S.A.
- Chile: For institutional clients only; subject to different regulatory frameworks.
Disclaimer:
- The document contains views that may not reflect the opinions of Eastspring Investments.
- It is for informational purposes only, not intended as an investment offer.
- Readers are urged to consult their professional advisers.
Risks and Reliability:
- Investment risks are highlighted; past performance is not indicative of future results.
- Information is believed to be accurate but not independently verified.
- Eastspring Investments does not guarantee completeness or accuracy.
Ownership and Affiliation:
- Eastspring Investments companies are wholly owned subsidiaries of Prudential plc in the UK, and are not affiliated with Prudential Financial, Inc. or Prudential Assurance Company Limited.
This summary encapsulates the essential aspects related to the document’s content, regulatory compliance, risk disclosures, and corporate affiliations.
